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IAPP AIGP Sample Question Answers
Question # 1
All of the following are reasons to deploy a challenger Al model in addition a champion Almodel EXCEPT to?
A. Provide a framework to consider alternatives to the champion model. B. Automate real-time monitoring of the champion model. C. Perform testing on the champion model. D. Retrain the champion model.
Answer: D
Explanation:
A challenger model is deployed alongside the champion to test alternatives, monitor
performance comparisons and evaluate whether a better model exists. Retraining the
champion model is a separate maintenance activity that doesn't require a challenger model
to accomplish.
Question # 2
Retrieval-Augmented Generation (RAG) is defined as?
A. Combining LLMs with private knowledge bases to improve their outputs. B. Reducing computational processing requirements of the LLMs. C. Applying advanced filtering techniques to the LLMs. D. Fine tuning LLMs to minimize biased outputs.
Answer: A
Explanation:
RAG works by allowing an LLM to retrieve relevant information from external or private
knowledge bases before generating a response. This improves accuracy and keeps outputs
grounded in current or domain specific information without requiring full retraining of the
model.
Question # 3
All of the following analyses are part of a deactivating risk strategy EXCEPT?
A. Understanding regulatory requirements related to data retention. B. Evaluating business continuity and financial risks. C. Understanding algorithmic methodology in AI model. D. Evaluating up and downstream system dependencies.
Answer: C
Explanation:
Understanding the algorithmic methodology is a development and design phase activity not
part of a deactivation risk strategy. Deactivation planning focuses on regulatory data
retention requirements, business continuity risks and managing system dependencies that
could be affected when the AI is shut down.
Question # 4
What is the term for an algorithm that focuses on making the best choice achieve animmediate objective at a particular step or decision point, based on the availableinformation and without regard for the longer-term best solutions?
A. Single-lane. B. Optimized. C. Efficient. D. Greedy.
Answer: D
Explanation:
A greedy algorithm makes the locally optimal choice at each step without considering the
broader or long term consequences. It prioritizes immediate gains over overall best
outcomes which is exactly what the question describes.
Question # 5
A company's AI-powered hiring tool is found to be consistently ranking male candidateshigher than female candidates with similar qualifications.Which of the following is the most immediate and critical governance action required toaddress this issue?
A. Log the incident in the company's central AI incident management system. B. Conduct a comprehensive audit of the AI system's entire lifecycle. C. Notify cross-functional stakeholders. D. Initiate a full-scale retraining of the AI model with a more balanced dataset.
Answer: A
Explanation:
Logging the incident in the central AI incident management system is the most immediate
and critical governance action because it ensures proper documentation, triggers
accountability, enables tracking, and supports any subsequent investigation, audit, or
regulatory notification, without prematurely jumping to retraining or stakeholder notification
before the issue is formally recorded.
Question # 6
The OECD's Ethical Al Governance Framework is a self-regulation model that proposes toprevent societal harms by?
A. Establishing explain ability criteria to responsibly source and use data to train Al
systems. B. Defining requirements specific to each industry sector and high-risk Al domain. C. Focusing on Al technical design and post-deployment monitoring. D. Balancing Al innovation with ethical considerations.
Answer: D
Explanation:
The OECD framework is built around promoting AI innovation while ensuring it remains
human-centric, trustworthy and respectful of fundamental rights. It is a principles-based selfregulation approach that seeks this balance rather than imposing sector-specific rules or
purely technical requirements.
Question # 7
Which of the following best defines an "Al model"?
A. A system that applies defined rules to execute tasks. B. A system of controls that is used to govern an Al algorithm. C. A corpus of data which an Al algorithm analyzes to make predictions. D. A program that has been trained on a set of data to find patterns within the data.
Answer: D
Explanation:
An AI model is specifically the output of a training process where an algorithm learns patterns
from data. Option A describes a rule-based system, option B describes a governance
framework and option C describes a dataset not a model.
Question # 8
Which of the following considerations is the most important in mitigating the potential ofbias in training and testing data?
A. Using privacy-enhancing tools to protect the data. B. Validating that the data is representative. C. Receiving explicit consent to use the data. D. Assessing the sufficiency of the third-party data.
Answer: B
Explanation:
Representativeness is the core issue with bias in training data. If the data doesn't reflect the full
diversity of the population the model will learn skewed patterns and produce biased outputs. Privacy,
consent and third party data sufficiency are all important but none directly address bias the way
representativeness does.
Question # 9
Which stakeholder is responsible for lawful collection of data for the training of thefoundational AI model?
A. The marketing agency. B. The tech company. C. The data aggregator. D. The marketing agency's client.
Answer: B
Explanation:
The tech company developing the AI model is ultimately responsible for ensuring that all
training data is collected and used lawfully, even if it relies on third-party data providers.
Question # 10
According to the EU Al Act, providers of what kind of machine learning systems will berequired to register with an EU oversight agency before placing their systems in the EUmarket?
A. Al systems that are harmful based on a legal risk-utility calculation. B. Al systems that are "strong" general intelligence. C. Al systems trained on sensitive personal data. D. Al systems that are high-risk.
Answer: D
Explanation:
Under the EU AI Act providers of high-risk AI systems are required to register in the EU database
before placing their systems on the market. This registration requirement applies specifically to the
high-risk category as defined in the Act's annexes covering areas like biometrics, employment,
education and critical infrastructure.
Question # 11
Scenario:A mid-sized tech firm is building its AI governance program and is exploring ISO/IECstandards that could support consistency in terminology and risk assessment processesacross teams.ISO/IEC 22989andISO/IEC 42001can be valuable resources for AI Governanceprofessionals inall of the following ways EXCEPT:
A. Establishing terminology and describing concepts so that governance team members
can communicate with diverse parties and stakeholders from around the world B. Being applicable to organizations of any size and industry seeking to use AI responsibly
and effectively in their design processes, information systems and controls C. Addressing specific issues related to managing procurement processes with third parties
that provide or develop AI systems for their organization D. Recommending key activities to assess and manage risk: test, evaluate, verify and
validate (TEVV)
Answer: C
Explanation:
ISO/IEC 22989 focuses on AI terminology and concepts while ISO/IEC 42001 covers AI
management systems. Neither standard specifically addresses third party procurement
processes in detail. That area is better covered by vendor management frameworks or
specific procurement standards. The other options accurately describe what these two
standards offer.
Question # 12
An AI start-up is developing a system for automated loan approvals. The team wants tominimize risks of bias and regulatory non-compliance. They have already identifiedpotential stakeholders, including regulators and consumer groups.What is the most appropriate sequence of next steps?
A.Conduct harm analysis,Benchmark system performance,Proceed to deployment if the system performs similarly. B.Launch a small-scale pilot,Gather user feedback,Afterward analyze harms. C.Perform a probability/severity analysis,Apply a risk mitigation hierarchy to address the most severe risks,Conduct pre-deployment pilot testing. D.Enable explainability tools to reassure users,Launch pilot,Map risks during deployment.
Answer: C
Explanation:
This is the most structured and responsible sequence. You first assess how likely and
severe potential risks are, then systematically address the most critical ones before testing
in a controlled environment. The other options either delay harm analysis until after launch,
skip risk prioritization or rely on explainability tools as a substitute for proper risk
management.
Question # 13
What is the 1956 Dartmouth summer research project on Al best known as?
A. A meeting focused on the impacts of the launch of the first mass-produced computer. B. A research project on the impacts of technology on society. C. A research project to create a test for machine intelligence. D. A meeting focused on the founding of the Al field.
Answer: D
Explanation:
The 1956 Dartmouth Summer Research Project is widely recognized as the founding
moment of artificial intelligence as a formal field of study. It was where the term "artificial
intelligence" was coined and where pioneering researchers gathered to explore the
possibility of creating machine intelligence. It was not about computers, societal impacts or
the Turing test.
Question # 14
All of the following types of testing can help evaluate the performance of a responsible Alsystem EXCEPT?
A. Risk probability/severity. B. Adversarial robustness. C. Statistical sampling. D. Decision analysis.
Answer: A
Explanation:
Risk probability/severity is the correct answer because it is mainly a risk assessment
technique used to estimate how likely a problem is and how serious its impact could
be, rather than a direct testing method for AI system performance. In contrast,
adversarial robustness, statistical sampling, and decision analysis are approaches that can
be used to evaluate how the AI system performs, behaves, or makes decisions in
practice.
Question # 15
CASE STUDYA premier payroll services company that employs thousands of people globally, isembarking on a new hiring campaign and wants to implement policies and procedures toidentify and retain the best talent. The new talent will help the company's product teamexpand its payroll offerings to companies in the healthcare and transportation sectors,including in Asia.It has become time consuming and expensive for HR to review all resumes, and they areconcerned that human reviewers might be susceptible to bias.To address these concerns, the company is considering using a third-party Al tool toscreen resumes and assist with hiring. They have been talking to several vendors aboutpossibly obtaining a third-party Al-enabled hiring solution, as long as it would achieve itsgoals and comply with all applicable laws.The organization has a large procurement team that is responsible for the contracting oftechnology solutions. One of the procurement team's goals is to reduce costs, and it oftenprefers lower-cost solutions. Others within the company deploy technology solutions intothe organization’s operations in a responsible, cost-effective manner.The organization is aware of the risks presented by Al hiring tools and wants to mitigatethem. It also questions how best to organize and train its existing personnel to use the Alhiring tool responsibly. Their concerns are heightened by the fact that relevant laws varyacross jurisdictions and continue to change.The organization continues planning the adoption of an AI tool to support hiring, but isconcerned about potential bias in content generated by AI systems and how that couldaffect public perception.Which of the following measures should the company adopt to best mitigate its risk ofreputational harm from using the AI tool?
A. Test the AI tool pre- and post-deployment B. Ensure the vendor provides indemnification for the AI tool C. Require the procurement and deployment teams to agree upon the AI tool D. Continue to require the company’s hiring personnel to manually screen all applicants
Answer: A
Explanation:
Continuous testing before and after deployment is the most effective way to catch bias early
and prevent the kind of discriminatory outcomes that damage reputation. The other options
either shift liability without preventing harm, address internal process alignment or defeat the
purpose of adopting the tool entirely.
Question # 16
All of the following may be permissible uses of an Al system under the EU Al Act EXCEPT?
A. To detect an individual's intent for law enforcement purposes. B. To promote equitable distribution of welfare benefits. C. To implement social scoring. D. To manage border control.
Answer: C
Explanation:
Social scoring by public authorities is explicitly prohibited under the EU AI Act as it involves
evaluating or ranking people based on their behavior or personal characteristics which is considered a
fundamental rights violation. The other options may be regulated or restricted but are not outright
banned.
Question # 17
CASE STUDYPlease use the following to answer the next question:A mid-size US healthcare network has decided to develop an AI solution to detect a type ofcancer that is most likely to arise in adults. Specifically, the healthcare network intends tocreate a recognition algorithm that will perform an initial review of all imaging and thenroute records to a radiologist for secondary review pursuant to agreed-upon criteria such asa confidence score below a threshold.To date, the healthcare network has:Defined its AI ethical principlesConducted discovery to identify the intended uses and success criteria for the systemEstablished an AI risk committeeAssembled a cross-functional team with clear roles and responsibilitiesCreated policies and procedures to document standards, workflows, timelines and riskthresholds during the projectThe healthcare network intends to retain a cloud provider to host the solution. It alsointends to retain a large consulting firm to supplement its small data science team and helpdevelop the algorithm using the healthcare network's existing data and de-identified datathat is licensed from a large US clinical research partner.Which of the following steps can best mitigate the possibility of discrimination prior totraining and testing the AI solution?
A. Procure more data from clinical research partners. B. Engage a third party to perform an audit. C. Perform an impact assessment. D. Create a bias bounty program.
Answer: C
Explanation:
Performing an impact assessment before training allows the team to systematically identify
whether the existing data underrepresents certain demographics like age, race or gender.
Catching these gaps early prevents discriminatory patterns from being embedded into the
algorithm from the start.
Question # 18
A US-based mortgage lender has purchased a chatbot. They plan to have the chatbotcollect information from consumers who are interested in loans and offer the consumers 2-3 different options based on its current pricing and product offerings, which changefrequently. This chatbot was initially developed and previously deployed by a Russianairline for booking flights.The best option for the part of the process that generates the loan offers is?
A. Retrieval-Augmented Generation. B. Multimodal Generative AI. C. Expert System. D. Quantum computing
Answer: C
Explanation:
The loan offer generation part of this process requires pulling from current pricing and product
offerings that change frequently, and applying them to a consumer's specific financial information to
produce 2-3 defined options. This is a rule-based, structured decision process, not a creative or
generative one.
An Expert System is the best fit because it applies predefined business rules and logic to generate
consistent, explainable, and auditable outputs. This is critical in mortgage lending where US
regulations like ECOA and HMDA require lenders to explain credit decisions clearly and demonstrate
non-discrimination.
The other options fall short for these reasons. Retrieval-Augmented Generation retrieves and
synthesizes information but is not designed for precise rule-based financial decisioning. Multimodal
Generative AI handles multiple data types like text and images but is not appropriate for regulated
financial offer generation. Quantum computing is an infrastructure technology with no specific
relevance to generating loan offers in this context.
The fact that the chatbot was originally built for a Russian airline booking flights is also a significant
concern, as the underlying model was not designed for regulated financial services, making the rulebased Expert System component even more important for the offer generation stage.
Question # 19
CASE STUDYA premier payroll services company that employs thousands of people globally, isembarking on a new hiring campaign and wants to implement policies and procedures toidentify and retain the best talent. The new talent will help the company's product teamexpand its payroll offerings to companies in the healthcare and transportation sectors,including in Asia.It has become time consuming and expensive for HR to review all resumes, and they areconcerned that human reviewers might be susceptible to bias.To address these concerns, the company is considering using a third-party Al tool toscreen resumes and assist with hiring. They have been talking to several vendors aboutpossibly obtaining a third-party Al-enabled hiring solution, as long as it would achieve itsgoals and comply with all applicable laws.The organization has a large procurement team that is responsible for the contracting oftechnology solutions. One of the procurement team's goals is to reduce costs, and it oftenprefers lower-cost solutions. Others within the company deploy technology solutions intothe organization’s operations in a responsible, cost-effective manner.The organization is aware of the risks presented by Al hiring tools and wants to mitigatethem. It also questions how best to organize and train its existing personnel to use the Alhiring tool responsibly. Their concerns are heightened by the fact that relevant laws varyacross jurisdictions and continue to change.All of the following are potential negative consequences created by using the AI tool to helpmake hiring decisions EXCEPT?
A. Automation bias B. Candidate quality C. Privacy violations D. Disparate impacts
Answer: B
Explanation:
Candidate quality is not a negative consequence of using an AI hiring tool if anything
improving the quality of candidates selected is a potential benefit. Automation bias, privacy
violations and disparate impacts are all recognized risks and negative consequences
associated with AI driven hiring decisions.
Question # 20
Pursuant to the White House Executive Order of November 2023, who is responsible forcreating guidelines to conduct red-teaming tests of Al systems?
A. National Institute of Standards and Technology (NIST). B. National Science and Technology Council (NSTC). C. Office of Science and Technology Policy (OSTP). D. Department of Homeland Security (DHS).
Answer: A
Explanation:
Under the November 2023 White House Executive Order NIST was specifically tasked with
creating guidelines and standards for AI red-teaming tests. This aligns with NIST's broader
role in developing AI safety and risk management standards including the AI RMF.
Question # 21
An EU bank intends to launch a multi-modal Al platform for customer engagement andautomated decision-making assist with the opening of bank accounts. The platform hasbeen subject to thorough risk assessments and testing, where it proves to be effective innot discriminating against any individual on the basis of a protected class.What additional obligations must the bank fulfill prior to deployment?
A. The bank must obtain explicit consent from users under the privacy Directive. B. The bank must disclose how the Al system works under the Ell Digital Services Act. C. The bank must subject the Al system an adequacy decision and publish its appropriate
safeguards D. The bank must disclose the use of the Al system and implement suitable measures for
users to contest automated decision-making.
Answer: D
Explanation:
Under the EU AI Act automated decision making systems used in banking for account
opening are considered high risk. Prior to deployment the bank must disclose that an AI
system is being used and ensure appropriate human oversight mechanisms are in place.
The other options either reference incorrect legal instruments or requirements that don't
directly apply in this context.
Question # 22
Which of the following are subjects covered by a typical impact assessment?
A. Third-party risk, model risk and legal risk. B. Datasets, behavior and tooling. C. Toxicity, accuracy and development. D. Fundamental rights, data protection and safety.
Answer: D
Explanation:
A typical AI impact assessment focuses on the potential effects on fundamental rights, data
protection obligations and safety risks to individuals and society. The other options either
describe technical components, vendor concerns or testing metrics rather than the core
subjects that impact assessments are designed to evaluate.
Question # 23
A leading software development company wants to integrate AI-powered chatbots into theircustomer service platform. After researching various AI models in the market which havebeen developed by third-party developers, they're considering two options:Option A - an open-source language model trained on a vast corpus of text data andcapable of being trained to respond to natural language inputs.Option B - a proprietary, generative AI model pre-trained on large data sets, which usestransformer-based architectures to generate human-like responses based on multimodaluser input.Option A would be the best choice for the company because?
A. It is less expensive to run B. It may be better suited for applications requiring customization. C. It can handle voice commands and is more suitable for phone-based customer support. D. It is built for large-scale, complex dialogues and would be more effective in handling
high-volume customer inquiries.
Answer: B
Explanation:
Open source models give companies full access to the underlying code and weights
allowing them to fine-tune and customize the model for their specific use case and data.
This is the key advantage over a proprietary model where customization is limited by what
the vendor allows.
Question # 24
All of the following are examples of biometric data in the US EXCEPT?
A. Iris scans. B. Walking gait. C. Keystroke dynamics. D. GPS location of a user's fitness watch.
Answer: D
Explanation:
GPS location is geo location data not biometric data. Biometric data identifies who you are through
unique physical or behavioral traits like iris scans, walking gait and keystroke patterns.
Question # 25
A company is working to develop a self-driving car that can independently decide theappropriate route to take the driver after the driver provides an address.If they want to make this self-driving car “strong” Al, as opposed to "weak,” the engineerswould also need to ensure?
A. That the Al has full human cognitive abilities that can independently decide where to
take the driver. B. That they have obtained appropriate intellectual property (IP) licenses to use data for
training the Al. C. That the Al has strong cybersecurity to prevent malicious actors from taking control of
the car. D. That the Al can differentiate among ethnic backgrounds of pedestrians.
Answer: A
Explanation:
Strong AI or artificial general intelligence refers to a system that possesses broad human
like cognitive abilities and can reason and make decisions independently across a wide
range of tasks. Weak AI is narrow and task-specific like route navigation. The other options
relate to legal, security and ethical concerns not the strong vs weak AI distinction.
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