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IAPP AIGP Sample Question Answers
Question # 1
All of the following analyses are part of a deactivating risk strategy EXCEPT?
A. Understanding regulatory requirements related to data retention. B. Evaluating business continuity and financial risks. C. Understanding algorithmic methodology in AI model. D. Evaluating up and downstream system dependencies.
Answer: C
Question # 2
What is the term for an algorithm that focuses on making the best choice achieve animmediate objective at a particular step or decision point, based on the availableinformation and without regard for the longer-term best solutions?
A. Single-lane. B. Optimized. C. Efficient. D. Greedy.
Answer: D
Question # 3
A company's AI-powered hiring tool is found to be consistently ranking male candidateshigher than female candidates with similar qualifications.Which of the following is the most immediate and critical governance action required toaddress this issue?
A. Log the incident in the company's central AI incident management system. B. Conduct a comprehensive audit of the AI system's entire lifecycle. C. Notify cross-functional stakeholders. D. Initiate a full-scale retraining of the AI model with a more balanced dataset.
Answer: A
Question # 4
The OECD's Ethical Al Governance Framework is a self-regulation model that proposes toprevent societal harms by?
A. Establishing explain ability criteria to responsibly source and use data to train Alsystems.
B. Defining requirements specific to each industry sector and high-risk Al domain. C. Focusing on Al technical design and post-deployment monitoring. D. Balancing Al innovation with ethical considerations.
Answer: D
Question # 5
Which of the following best defines an "Al model"?
A. A system that applies defined rules to execute tasks. B. A system of controls that is used to govern an Al algorithm. C. A corpus of data which an Al algorithm analyzes to make predictions. D. A program that has been trained on a set of data to find patterns within the data.
Answer: D
Question # 6
Which of the following considerations is the most important in mitigating the potential ofbias in training and testing data?
A. Using privacy-enhancing tools to protect the data. B. Validating that the data is representative. C. Receiving explicit consent to use the data. D. Assessing the sufficiency of the third-party data.
Answer: B
Question # 7
Which stakeholder is responsible for lawful collection of data for the training of thefoundational AI model?
A. The marketing agency. B. The tech company. C. The data aggregator. D. The marketing agency's client.
Answer: C
Question # 8
According to the EU Al Act, providers of what kind of machine learning systems will berequired to register with an EU oversight agency before placing their systems in the EUmarket?
A. Al systems that are harmful based on a legal risk-utility calculation. B. Al systems that are "strong" general intelligence. C. Al systems trained on sensitive personal data. D. Al systems that are high-risk.
Answer: D
Question # 9
Scenario:A mid-sized tech firm is building its AI governance program and is exploring ISO/IECstandards that could support consistency in terminology and risk assessment processesacross teams.ISO/IEC 22989andISO/IEC 42001can be valuable resources for AI Governanceprofessionals inall of the following ways EXCEPT:
A. Establishing terminology and describing concepts so that governance team memberscan communicate with diverse parties and stakeholders from around the world B. Being applicable to organizations of any size and industry seeking to use AI responsiblyand effectively in their design processes, information systems and controls C. Addressing specific issues related to managing procurement processes with third partiesthat provide or develop AI systems for their organization D. Recommending key activities to assess and manage risk: test, evaluate, verify andvalidate (TEVV)
Answer: C
Question # 10
An AI start-up is developing a system for automated loan approvals. The team wants tominimize risks of bias and regulatory non-compliance. They have already identifiedpotential stakeholders, including regulators and consumer groups.What is the most appropriate sequence of next steps?
A.Conduct harm analysis,Benchmark system performance,Proceed to deployment if the system performs similarly. B.Launch a small-scale pilot,Gather user feedback,Afterward analyze harms. C.Perform a probability/severity analysis,Apply a risk mitigation hierarchy to address the most severe risks,Conduct pre-deployment pilot testing. D.Enable explainability tools to reassure users,Launch pilot,Map risks during deployment.
Answer: C
Question # 11
What is the 1956 Dartmouth summer research project on Al best known as?
A. A meeting focused on the impacts of the launch of the first mass-produced computer. B. A research project on the impacts of technology on society. C. A research project to create a test for machine intelligence. D. A meeting focused on the founding of the Al field.
Answer: D
Question # 12
All of the following types of testing can help evaluate the performance of a responsible Alsystem EXCEPT?
A. Risk probability/severity. B. Adversarial robustness. C. Statistical sampling. D. Decision analysis.
Answer: A
Question # 13
CASE STUDYA premier payroll services company that employs thousands of people globally, isembarking on a new hiring campaign and wants to implement policies and procedures toidentify and retain the best talent. The new talent will help the company's product teamexpand its payroll offerings to companies in the healthcare and transportation sectors,including in Asia.It has become time consuming and expensive for HR to review all resumes, and they areconcerned that human reviewers might be susceptible to bias.To address these concerns, the company is considering using a third-party Al tool toscreen resumes and assist with hiring. They have been talking to several vendors aboutpossibly obtaining a third-party Al-enabled hiring solution, as long as it would achieve itsgoals and comply with all applicable laws.The organization has a large procurement team that is responsible for the contracting oftechnology solutions. One of the procurement team's goals is to reduce costs, and it oftenprefers lower-cost solutions. Others within the company deploy technology solutions intothe organization’s operations in a responsible, cost-effective manner.The organization is aware of the risks presented by Al hiring tools and wants to mitigatethem. It also questions how best to organize and train its existing personnel to use the Alhiring tool responsibly. Their concerns are heightened by the fact that relevant laws varyacross jurisdictions and continue to change.The organization continues planning the adoption of an AI tool to support hiring, but isconcerned about potential bias in content generated by AI systems and how that couldaffect public perception.Which of the following measures should the company adopt tobest mitigate its risk ofreputational harmfrom using the AI tool?
A. Test the AI tool pre- and post-deployment B. Ensure the vendor provides indemnification for the AI tool C. Require the procurement and deployment teams to agree upon the AI tool D. Continue to require the company’s hiring personnel to manually screen all applicants
Answer: A
Question # 14
All of the following may be permissible uses of an Al system under the EU Al Act EXCEPT?
A. To detect an individual's intent for law enforcement purposes. B. To promote equitable distribution of welfare benefits. C. To implement social scoring. D. To manage border control.
Answer: C
Question # 15
CASE STUDYPlease use the following to answer the next question:A mid-size US healthcare network has decided to develop an AI solution to detect a type ofcancer that is most likely to arise in adults. Specifically, the healthcare network intends tocreate a recognition algorithm that will perform an initial review of all imaging and thenroute records to a radiologist for secondary review pursuant to agreed-upon criteria such asa confidence score below a threshold.To date, the healthcare network has:Defined its AI ethical principlesConducted discovery to identify the intended uses and success criteria for the systemEstablished an AI risk committeeAssembled a cross-functional team with clear roles and responsibilitiesCreated policies and procedures to document standards, workflows, timelines and riskthresholds during the projectThe healthcare network intends to retain a cloud provider to host the solution. It alsointends to retain a large consulting firm to supplement its small data science team and helpdevelop the algorithm using the healthcare network's existing data and de-identified datathat is licensed from a large US clinical research partner.Which of the following steps can best mitigate the possibility of discrimination prior totraining and testing the AI solution?
A. Procure more data from clinical research partners. B. Engage a third party to perform an audit. C. Perform an impact assessment. D. Create a bias bounty program.
Answer: C
Question # 16
A US-based mortgage lender has purchased a chatbot. They plan to have the chatbotcollect information from consumers who are interested in loans and offer the consumers 2-3 different options based on its current pricing and product offerings, which changefrequently. This chatbot was initially developed and previously deployed by a Russianairline for booking flights.The best option for the part of the process that generates the loan offers is?
A. Retrieval-Augmented Generation. B. Multimodal Generative AI. C. Expert System. D. Quantum computing
Answer: C
Question # 17
CASE STUDYA premier payroll services company that employs thousands of people globally, isembarking on a new hiring campaign and wants to implement policies and procedures toidentify and retain the best talent. The new talent will help the company's product teamexpand its payroll offerings to companies in the healthcare and transportation sectors,including in Asia.It has become time consuming and expensive for HR to review all resumes, and they areconcerned that human reviewers might be susceptible to bias.To address these concerns, the company is considering using a third-party Al tool toscreen resumes and assist with hiring. They have been talking to several vendors aboutpossibly obtaining a third-party Al-enabled hiring solution, as long as it would achieve itsgoals and comply with all applicable laws.The organization has a large procurement team that is responsible for the contracting oftechnology solutions. One of the procurement team's goals is to reduce costs, and it oftenprefers lower-cost solutions. Others within the company deploy technology solutions intothe organization’s operations in a responsible, cost-effective manner.The organization is aware of the risks presented by Al hiring tools and wants to mitigatethem. It also questions how best to organize and train its existing personnel to use the Alhiring tool responsibly. Their concerns are heightened by the fact that relevant laws varyacross jurisdictions and continue to change.All of the following are potential negative consequences created by using the AI tool to helpmake hiring decisions EXCEPT?
A. Automation bias B. Candidate quality C. Privacy violations D. Disparate impacts
Answer: B
Question # 18
Pursuant to the White House Executive Order of November 2023, who is responsible forcreating guidelines to conduct red-teaming tests of Al systems?
A. National Institute of Standards and Technology (NIST). B. National Science and Technology Council (NSTC). C. Office of Science and Technology Policy (OSTP). D. Department of Homeland Security (DHS).
Answer: A
Question # 19
An EU bank intends to launch a multi-modal Al platform for customer engagement andautomated decision-making assist with the opening of bank accounts. The platform hasbeen subject to thorough risk assessments and testing, where it proves to be effective innot discriminating against any individual on the basis of a protected class.What additional obligations must the bank fulfill prior to deployment?
A. The bank must obtain explicit consent from users under the privacy Directive. B. The bank must disclose how the Al system works under the Ell Digital Services Act. C. The bank must subject the Al system an adequacy decision and publish its appropriatesafeguards. D. The bank must disclose the use of the Al system and implement suitable measures forusers to contest automated decision-making.
Answer: D
Question # 20
Which of the following are subjects covered by a typical impact assessment?
A. Third-party risk, model risk and legal risk. B. Datasets, behavior and tooling. C. Toxicity, accuracy and development. D. Fundamental rights, data protection and safety.
Answer: D
Question # 21
A leading software development company wants to integrate AI-powered chatbots into theircustomer service platform. After researching various AI models in the market which havebeen developed by third-party developers, they're considering two options:Option A - an open-source language model trained on a vast corpus of text data andcapable of being trained to respond to natural language inputs.Option B - a proprietary, generative AI model pre-trained on large data sets, which usestransformer-based architectures to generate human-like responses based on multimodaluser input.Option A would be the best choice for the company because?
A. It is less expensive to run B. It may be better suited for applications requiring customization. C. It can handle voice commands and is more suitable for phone-based customer support. D. It is built for large-scale, complex dialogues and would be more effective in handlinghigh-volume customer inquiries.
Answer: B
Question # 22
All of the following are examples of biometric data in the US EXCEPT?
A. Iris scans. B. Walking gait. C. Keystroke dynamics. D. GPS location of a user's fitness watch.
Answer: D
Question # 23
A company is working to develop a self-driving car that can independently decide theappropriate route to take the driver after the driver provides an address.If they want to make this self-driving car “strong” Al, as opposed to "weak,” the engineerswould also need to ensure?
A. That the Al has full human cognitive abilities that can independently decide where totake the driver. B. That they have obtained appropriate intellectual property (IP) licenses to use data fortraining the Al. C. That the Al has strong cybersecurity to prevent malicious actors from taking control ofthe car. D. That the Al can differentiate among ethnic backgrounds of pedestrians.
Answer: A
Question # 24
Each of the following actors are typically engaged in the Al development life cycleEXCEPT?
A. Data architects. B. Government regulators. C. Socio-cultural and technical experts. D. Legal and privacy governance experts.
Answer: B
Question # 25
What is most likely the first action that a developer takes to map, plan and scope an AIproject?
A. Define the business case and perform a cost benefit analysis answering the question ofwhy AI B. Use a test, evaluation, verification, validation TEVV process C. Perform an algorithmic impact assessment leveraging PIAs D. Determine feasibility and optionality of redress
Answer: A
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